U.S. SEC unveils rules to better oversee security-based swap execution
REUTERS
Blog
SEC: Takeover Bid of Fortune 500 Company was a Sham
SEC
Former Coal Company Vice President Arrested and Charged with Foreign Bribery, Money Laundering, and Wire Fraud
DOJ
U.S. SEC set to unveil tighter rules on blank-check companies
REUTERS
SEC Charges Seven California Residents in Insider Trading Ring
SEC
Wall Street regulator proposes to expand the definition of broker-dealers
REUTERS
Oligarch linked to billions in 27 Swiss bank accounts in sister’s name
THE GUARDIAN
Attorney General Bonta Files Complaint Against L.A. County-Based Healthcare Provider Network
CA AG
CFTC Awards Approximately $10 Million to a Whistleblower
CFTC
SEC Issues Awards Totaling Approximately $3 Million to Three Whistleblowers
SEC
SEC Charges Texas School District and its Former CFO with Fraud in $20 Million Bond Sale
SEC
SEC plans to force public companies to disclose greenhouse gas emissions
WASHINGTON POST
Freight Carriers Agree to Pay $6.85 Million to Resolve Allegations of Knowingly Presenting False Claims to the Department of Defense
DOJ
SEC Awards Approximately $14 Million to Whistleblower
SEC
SEC Awards More Than $3.5 Million to Whistleblower
SEC
Calif. employers perverting arbitration law, private AG plaintiffs tell SCOTUS
REUTERS
City National Rochdale to Pay More Than $30 Million for Undisclosed Conflicts of Interest
SEC
SEC’s Gensler: Make ESG stock fund labels as clear as fat-free versus whole milk
MARKETWATCH
That’s Securities and Exchange Commission Chair Gary Gensler taking to Twitter on Tuesday to make a case for better labeling, essentially tougher regulation, on the fast-growing market segment that bills itself as a way to do good and earn a profit. read more »
SEC Obtains Final Judgment Against Former Pharmaceutical Company CEO Ordering a Permanent Officer and Director Bar and $1.3 Million in Penalties
SEC
