U.S. SEC set to unveil tighter rules on blank-check companies

REUTERS

The U.S. securities regulator on Wednesday will unveil a proposal to tighten its rules on special purpose acquisition companies (SPACs) after a frenzy of deals in 2020 and early 2021 sparked concerns some investors are getting a raw deal. read more »

U.S. SEC issues new guidance for brokers, advisors on investment recommendations

REUTERS

The U.S. Securities and Exchange Commission (SEC) on Wednesday issued new guidance to broker dealers and investment advisors on how to satisfy their obligations to retail investors and comply with agency rules when recommending investment products. read more »