Ten Florida Residents Indicted for $67 Million Health Care Fraud, Wire Fraud, Kickback, and Money Laundering Scheme
DOJ
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SEC probes Elon Musk, brother Kimbal over Tesla share sales - WSJ
REUTERS
The U.S. Securities and Exchange Commission is investigating whether recent stock sales by Tesla Inc (TSLA.O) Chief Executive Elon Musk and his brother Kimbal Musk "violated insider trading rules", the Wall Street Journal reported on Thursday, citing people familiar with the matter. read more »
SEC Charges Health Care Co. and Two Former Employees for Accounting Improprieties
SEC
Revealed: Credit Suisse leak unmasks criminals, fraudsters and corrupt politicians
THE GUARDIAN
Largest South Korean Telecommunications Co. Agrees to Pay the SEC to Settle FCPA Charges
SEC
Elon Musk Accuses SEC of Attacking His Right to Free Speech With 'Unrelenting' Probe
CNET
Tesla and Elon Musk lashed out at the US Securities and Exchange Commission on Thursday, accusing the agency of carrying out a "harassment campaign" against the CEO and his electric car company over a 2018 regulatory settlement. read more »
Once more, health care tops lists of False Claims Act violations
INDIANAPOLIS BUSINESS JOURNAL
Regulators probe block trading at Wall Street banks, hedge funds
REUTERS
Federal investigators have launched a probe into block trading at Wall Street hedge funds and banks including Morgan Stanley (MS.N) and Goldman Sachs Group Inc (GS.N), the Wall Street Journal reported, citing people familiar with the matter. read more »
Acting AG Bruck Announces $20.5 Million Settlement over Allegations Academy Bus Fraudulently Billed NJ Transit
NJ AG
SEC Says It Won’t Limit Whistleblower Payouts
WSJ
The Securities and Exchange Commission said Thursday that it was revising two amendments governing the rules of its whistleblower program to address concerns that they would discourage tipsters from coming forward. read more »
SEC Proposed Changes to Two Whistleblower Program Rules
SEC
Private fund advisers to spell out fees, performance under new U.S. SEC proposals
REUTERS
The U.S. Securities and Exchange Commission (SEC) on Wednesday voted to propose heightened regulations meant to scrutinize how private fund advisers charge fees to investors and measure fund performance. read more »
Tesla receives subpoena from U.S. securities regulator over 2018 settlement
REUTERS
Tesla Inc (TSLA.O) said on Monday it received a subpoena from the U.S. securities regulator related to a settlement that required Chief Executive Elon Musk's tweets on material information to be vetted. read more »
SEC Files Fraud Charges Alleging a Multi-Million Dollar Scheme that Targeted Retirement Accounts
SEC
The Securities and Exchange Commission today announced charges against Safeguard Metals LLC, and its owner, Jeffrey Santulan, for engaging in a multi-million dollar fraudulent scheme involving hundreds of investors who were at or near retirement age.
2021 at the U.S. Securities and Exchange Commission
SEC - YOUTUBE
SEC Issues Awards Totaling More Than $40 Million to Four Whistleblowers
SEC
SCOTUS asks top lawyer: How much detail needed to plead false claims?
REUTERS
The U.S. Supreme Court on Tuesday signaled interest in a whistleblower’s lawsuit against Georgia-based Bethany Hospice and Palliative Care LLC by asking for Solicitor General Elizabeth Prelogar’s views of how much detail is necessary to plead fraud “with particularity” under the False Claims Act. read more »
SEC's 'shadow trading' case can move forward, judge rules
REUTERS
The U.S. Securities and Exchange Commission can pursue a first-of-its-kind insider trading case accusing a former pharmaceutical company executive of trading in a competitor's stock ahead of a merger, a judge in San Francisco ruled. read more »
Lab Owner Pleads Guilty to $6.9 Million Genetic Testing & COVID-19 Testing Fraud Scheme
DOJ
Diabetic Shoe Company Agrees to Pay $5.5 Million to Resolve False Claims Act Allegations Regarding “Custom” Shoe Inserts
DOJ
