Nicole Creola Kelly Named Chief of SEC Whistleblower Office
SEC
Blog
Spies, lies and losses: Credit Suisse's scandals
REUTERS
Credit Suisse (CSGN.S) will pare back its investment bank and focus on building its wealthy client base, the Swiss bank said on Thursday, as it regroups following a string of scandals. read more »
Zillow plunges 25% to lowest since July 2020, after company exits home-buying business
CNBC
Regulators Ask Congress to Create New Rules for Cryptocurrencies
NEW YORK TIMES
Federal regulators say they urgently need more power from Congress to properly regulate stablecoins, a fast-growing type of cryptocurrency that they warn could result in bank runs, consumer abuse and payment snafus unless lawmakers act quickly, according to a report issued Monday by the Treasury Department. read more »
SEC Charges Newport Beach Company and its Principals with Operating a $13.5 Million Ponzi-Like Scheme
SEC
SEC Awards More Than $2 Million to Whistleblower for Successful Related Action
SEC
Post-SPAC Music Steaming Company Reaches $38.8 Million Settlement in Ongoing Fraud Action
SEC
SEC Awards $40 Million to Two Whistleblowers
SEC
Former Chief Executive Officer of Petrochemical Company Sentenced to 20 Months in Prison for Foreign Bribery Scheme
DOJ
SEC opens inquiry into Wall Street banks' staff communications
REUTERS
The U.S. Securities and Exchange Commission (SEC) has opened a broad inquiry into how Wall Street banks are keeping track of employees' digital communications, three people familiar with the matter told Reuters. read more »
Jamie Dimon bashes bitcoin again, calling it 'worthless'
CNN
The S.E.C. has issued a subpoena to Archegos, the $10 billion firm that collapsed spectacularly
NEW YORK TIMES
Lawyers with the Securities and Exchange Commission have served a subpoena on Archegos Capital Management, the $10 billion family investment office that suddenly collapsed in March, roiling the stock market as its losses reverberated through the banking industry. read more »
Brazil's Petrobras pays $853.2 mln fines to DOJ, SEC in corruption probe
REUTERS
Brazil state-run oil company Petroleo Brasileiro SA (PETR4.SA) said on Monday it has paid $853.2 million to the U.S. Department of Justice and Securities Exchange Commission as part of an agreement with U.S. authorities in 2018. read more »
Facebook's new whistleblower is renewing scrutiny of the social media giant
CAPITAL PUBLIC RADIO NEWS
A data scientist named Frances Haugen has revealed herself to be the whistleblower behind a massive exposure of the inner workings at Facebook. read more »
SEC Charges Rogue Trader Who Bankrupted His Firm
SEC
Cortez Masto Introduces Bill to Incentivize Whistleblowers to Report Consumer Fraud to the Consumer Financial Protection Bureau
US SENATE
U.S. SEC proposes rules urging hedge funds, endowments to disclose votes
REUTERS
SEC Bars Two Individuals from Whistleblower Award Program
SEC
Devon Energy Companies Agree to Pay $6.15 Million to Settle False Claims Act Allegations for Underpaying Royalties on Gas from Federal Lands
DOJ
SEC Awards Approximately $36 Million to Whistleblower
SEC
SEC Charges Quant Analyst in Multimillion Dollar Front-Running Scheme
SEC
SEC’s Gensler likens stablecoins to 'poker chips’ amid call for tougher crypto regulation
WASHINGTON POST
