Whistleblower News: SEC Awards More Than $2M To Whistleblower, SEC Charges Fixed Income Clearing Corp. With Having Inadequate Risk Management Policies, US Justice Dept Toughens Policies Towards White-Collar Crime
SEC Awards More Than $2 Million to Whistleblower for Successful Related Action
SEC
The Securities and Exchange Commission today announced an award of more than $2 million to a whistleblower who provided information that led to a successful related action by the U.S. Department of Justice. read more »
SEC Charges Fixed Income Clearing Corp. With Having Inadequate Risk Management Policies
SEC
The Securities and Exchange Commission today announced that Fixed Income Clearing Corporation (FICC), a clearing agency, has agreed to pay an $8 million penalty to settle SEC charges that it failed to have adequate risk management policies within its Government Securities Division. read more »
US Justice Dept toughens policies towards white-collar crime
AL JAZEERA
A top United States Department of Justice official detailed a series of policy changes aimed at rooting out corporate misconduct and prioritizing individual prosecutions, signaling a shift to a tougher tone by the Biden administration on white-collar crime. read more »<
