Whistleblower, SEC, Investor Fraud
Whistleblower News: SEC Obtains Emergency Relief To Halt Pre-IPO Stock Fraud, U.S. Supreme Court To Hear SEC Bid To Avoid Challenge To In-House Judges, Goldman Sachs Reach $79.5M Shareholder Settlement Over 1MDB Scandal
SEC Obtains Emergency Relief to Halt Pre-IPO Stock Fraud Scheme by Unregistered Broker-Dealer SEC
Whistleblower, SEC, FCA, Qui Tam, Investor Fraud
Whistleblower News: UK’s FCA Has Assessed Less Than 25% Of Whistleblowing Reports It Received In 2021, Mastermind Of International Microcap Fraud Scheme To Pay $52.9M, Construction Company To Pay $2.8 Million To Resolve Allegations Of Small Business fraud
UK’s FCA has assessed less than 25% of whistleblowing reports it received in 2021 THOMSON REUTERS
Whistleblower, FCA, Qui Tam, Investor Fraud
Whistleblower News: Citi To Overhaul London 'Flash Crash' Trading Team, Bitcoin Investors Are Panicking As A Crypto Experiment Unravels, Company With Contract To Produce Coronavirus Vaccine Hid Evidence Of Problems
Citi to overhaul London trading team linked to 'flash crash' REUTERS Citigroup (C.N) is overhauling the leadership of one of the teams linked to a 'flash crash' that sent European stock markets tumbling this month, three sources told Reuters. read more » Bitcoin investors are panicking as a controversial crypto experiment unravels CNBC
Whistleblower, SEC, FCA, Qui Tam, Investor Fraud
Whistleblower News: SEC Issues Nearly $3.5M Award To Four Whistleblowers, SEC Charges NVIDIA Corporation, SEC Halts Fraudulent Cryptomining And Trading Scheme, Home Health Company Pays $2.1 M To Resolve False Claims Allegations
SEC Issues Nearly $3.5 Million Award to Four Whistleblowers SEC
Whistleblower, SEC, FCA, Qui Tam, Investor Fraud
Whistleblower News: SEC Nearly Doubles Size of Enforcement’s Crypto Assets and Cyber Unit, US Files False Claims Act Lawsuit Against Maryland Contractor, SEC Charges Synergy Settlement Services with Fraudulent Operation of Special Needs Pooled Trusts
SEC Nearly Doubles Size of Enforcement’s Crypto Assets and Cyber Unit SEC
Whistleblower, SEC, Investor Fraud, Pharmaceutical Fraud
Whistleblower News: SEC Charges Brazilian Mining Company With Misleading Investors About Safety Prior To Deadly Dam Collapse, Archegos Stock Manipulation Scheme Was ‘Historic’, Lawmakers Dismiss McKinsey’s Apology On Opioid Crisis As ‘Empty’
SEC Charges Brazilian Mining Company with Misleading Investors about Safety Prior to Deadly Dam Collapse SEC
Whistleblower, SEC, Investor Fraud
Whistleblower News: SEC Issues $6 Million Award To Five Whistleblowers, SEC Updates List Of Firms Using Inaccurate Information To Solicit Investors
SEC Issues $6 Million Award to Five Whistleblowers SEC
Whistleblower, SEC, Securities, Investor Fraud
Whistleblower News: SEC Charges Senior Executive Of Brazilian Company With Fraud, Ex-Bank Of America Trader Pleads Guilty To Treasury Spoofing, SEC Uncovers $194M Penny Stock Schemes, $450M Ponzi Scheme
SEC Charges Senior Executive of Brazilian Company with Fraud SEC
Whistleblower, Investor Fraud
Whistleblower News: CFTC Charges Trader and Two Entities with Cross-Market and Single-Market Spoofing and Manipulative Schemes, Former Analyst Sentenced To 33 Months In Prison For Committing Insider Trading Through Front-Running
CFTC Charges Tennessee Trader and Two Entities with Engaging in Cross-Market and Single-Market Spoofing and Manipulative Schemes CFTC
Whistleblower, FCA, Qui Tam, Investor Fraud, SEC
Whistleblower News: Whistleblowers Say Health Insurers Are Scamming Medicare To Make Billions, CFTC Charges Wisconsin Woman And Her Companies With Fraud And Misappropriation, ‘Essex Boys’ Case Of Traders Accused Of Manipulating Markets Heads For Trial
  Whistleblowers say health insurers are scamming Medicare to make billions DENVER GAZETTE
Whistleblower, SEC, FCA, Qui Tam, Investor Fraud
Whistleblower News: Takeover Bid Of Fortune 500 Company Was A Sham, Tracfone To Pay $13.4M To Settle False Claims, SEC Chair Previews Path Forward On Crypto Trading, Justice Department Files False Claims Act Complaint Against Laboratories Hospital CEOs
SEC: Takeover Bid of Fortune 500 Company was a Sham SEC The Securities and Exchange Commission today charged Melville ten Cate, a U.S. citizen residing abroad, with fraud stemming from his allegedly phony offer to purchase Textron – a large U.S.-listed aircraft, defense, and industrial company. read more »
Whistleblower, SEC, Investor Fraud
Whistleblower News: U.S. SEC Set To Unveil Tighter Rules On Blank-Check Companies, U.S. SEC Issues New Guidance For Brokers Advisors On Investment Recommendations
U.S. SEC set to unveil tighter rules on blank-check companies REUTERS The U.S. securities regulator on Wednesday will unveil a proposal to tighten its rules on special purpose acquisition companies (SPACs) after a frenzy of deals in 2020 and early 2021 sparked concerns some investors are getting a raw deal. read more » U.S. SEC issues new guidance for brokers, advisors on investment recommendations REUTERS
Whistleblower, Qui Tam, SEC, Investor Fraud
Whistleblower News: CFTC Awards Approximately $10M to a Whistleblower, UPS to Pay $5.3M to Settle False Claims Act Allegations, S.E.C. to consider climate disclosure rule at Monday meeting
CFTC Awards Approximately $10 Million to a Whistleblower CFTC
Whistleblower, SEC, FCA, Qui Tam, Investor Fraud
Whistleblower News: SEC Issues Awards Totaling Approximately $3M to Three Whistleblowers, Improper Billing of Defense Intelligence Agency, Financial Services Company Sentenced to Nearly 3 Years in Prison for $2.3M Ponzi Scheme
SEC Issues Awards Totaling Approximately $3 Million to Three Whistleblowers SEC
Whistleblower, SEC, Investor Fraud
Whistleblower News: SEC Charges Texas School District And Its Former CFO With Fraud In $20M Bond Sale, CFTC Orders London-Based Swap Dealer To Pay $3.25M For Swap-Data Reporting Conflicts Of Interest Mid-Market Mark And Supervision Failures
SEC Charges Texas School District and its Former CFO with Fraud in $20 Million Bond Sale SEC
Whistleblower, SEC, Investor Fraud, Emissions
Whistleblower News: SEC Plans To Force Public Companies To Disclose Greenhouse Gas Emissions, Exxon Mobil Loses Appeal Over Climate Change Probes
SEC plans to force public companies to disclose greenhouse gas emissions WASHINGTON POST
Whistleblower, FCA, Qui Tam, SEC, Investor Fraud
Whistleblower News: Freight Carriers Agree To Pay $6.85M For Presenting False Claims To The Department Of Defense, Electric Last Mile Shares Plunge On SEC Probe, German Prosecutors Charge 3 With Fraud In Wirecard Collapse
Freight Carriers Agree to Pay $6.85 Million to Resolve Allegations of Knowingly Presenting False Claims to the Department of Defense DOJ
Whistleblower, SEC, Investor Fraud
Whistleblower News: SEC Awards Approximately $14M To Whistleblower, CFTC Awards Approximately $500,000 To Two Whistleblowers, U.S. DOJ Extends Monitor Of Deutsche Bank For Late Reporting Of DWS Allegations
SEC Awards Approximately $14 Million to Whistleblower SEC
Whistleblower, SEC, FCA, Qui Tam, Investor Fraud
Whistleblower News: SEC Awards More Than $3.5M To Whistleblower, Mallinckrodt To Pay $260M To Settle Lawsuits Alleging Underpayments Of Medicaid Drug Rebates And Payment Of Illegal Kickbacks, SEC Charges Siblings In $124M Crypto Fraud Operation
SEC Awards More Than $3.5 Million to Whistleblower SEC
Whistleblower, FCA, Qui Tam, SEC, Investor Fraud
Whistleblower News: CA Employers Perverting Arbitration Law Private AG Plaintiffs Tell SCOTUS, Opening Statements Continue In `Fat Leonard’ Bribery Trial Of Naval Officers, SEC Charges Venture Capital Fund Adviser With Misleading Investors
Calif. employers perverting arbitration law, private AG plaintiffs tell SCOTUS REUTERS

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