SEC Issues Awards Totaling More Than $15 Million to Two Whistleblowers

SEC

The Securities and Exchange Commission today announced awards of more than $12.5 million and $2.5 million to two whistleblowers whose information and assistance led to a successful SEC enforcement action. read more »

Former JPMorgan Exec Says Bank Fired Her for Raising Compliance Concerns

WALL STREET JOURNAL

A former JPMorgan Chase & Co. compliance executive has sued the bank for retaliation, saying it fired her after she pointed out gaps in its anticorruption controls and raised concerns about what she believed were misrepresentations to regulators. read more »