Whistleblower, SEC, FCA
Whistleblower News: SEC Awards $3.5M To Whistleblowers, Tennessee Department of Human Services Agrees to Pay $6.8M To Resolve False Claims Act Liability, SEC Charges Decentralized Finance Lender
SEC Awards $3.5 Million to Whistleblowers in Two Enforcement Actions SEC
Whistleblower, SEC
Whistleblower News: Crypto ‘Rife With Fraud, Scams And Abuses,’ Says SEC Chair, Executive Arrested And Charged For Bribery And Money-Laundering Scheme
SEC Chair Gensler says crypto ‘rife with fraud, scams and abuses,’ threatens national security MARKET WATCH Securities and Exchange Commission Chairman Gary Gensler on Tuesday warned that new regulations are needed on cryptocurrencies and digital assets in order to protect U.S. national security. read more » Executive Arrested and Charged for Bribery and Money-Laundering Scheme DOJ
Whistleblower, SEC
Whistleblower News: SEC Issues Whistleblower Awards Totaling More Than $4M, Gensler Wants SEC To Beef Up Whistleblower Program, SEC Charges Ernst & Young With Audit Independence Misconduct
SEC Issues Whistleblower Awards Totaling More Than $4 Million SEC
Whistleblower, SEC, FCA, Investor Fraud
Whistleblower News: Gary Gensler's Remarks For National Whistleblower Day, DOJ Observes Day, $160M Yo Resolve Alleged False Claims To Medicare, SEC Charges Real Estate CEO With Defrauding Investors
Prepared Remarks for National Whistleblower Day Celebration SEC Thank you for inviting me to speak at today’s celebration of whistleblowers. Whistleblowers provide a critical public service and duty to our nation.
Whistleblower, FCA, SEC, Investor Fraud, Pharmaceutical Fraud
Whistleblower News: Kaiser Permanente False Claims Act Lawsuit, What The U.S. Securities Regulator Wants Chinese Issuers To Disclose, U.S. Authorities Probing Emergent Biosolutions, SPACs On Trial
Government Intervenes in False Claims Act Lawsuits Against Kaiser Permanente Affiliates for Submitting Inaccurate Diagnosis Codes to the Medicare Advantage Program DOJ
Whistleblower, SEC, Antitrust
Whistleblower News: SEC Charges Founder Of Nikola Corp. With Fraud, Four Executives And Company Charged With Price Fixing In Ongoing Investigation Into Broiler Chicken Industry
SEC Charges Founder of Nikola Corp. With Fraud SEC
Whistleblower, SEC, IRS
Whistleblower News: SEC Chair Gensler Says Investors Want Mandatory Disclosure On Climate Risks, German Court Dismisses Bankers’ Appeal In Tax Evasion Case, HSBC Faces Questions Over Disclosure Of Alleged Money Laundering
SEC Chair Gensler says investors want mandatory disclosure on climate risks CNBC
Whistleblower, FCA, Qui Tam, SEC
Whistleblower News: Senators Introduce Bipartisan Legislation To Fight Government Waste Fraud, Former Glencore Trader Pleads Guilty In New York Over Nigerian Oil Bribery Scheme
Senators Introduce Bipartisan Legislation To Fight Government Waste, Fraud SENATOR CHUCK GRASSLEY
Whistleblower, FCA, SEC, Antitrust
Whistleblower News: Interface Rehab To Pay $2 Million To Resolve False Claims Act Allegations, Listed Chinese Companies Must Disclose Government Interference Risks, Biden’s Antitrust Team Signals A Big Swing At Corporate Titans
Interface Rehab to Pay $2 Million to Resolve False Claims Act Allegations DOJ
Whistleblower, FCA, Qui Tam, SEC
Whistleblower News: SEC Awards Nearly $3M To Whistleblower, Pharm0acist Pleads Guilty To More Than $180M Health Care Fraud, Siemens Slammed For Bribery, SEC To Restart Swaps Regulation
SEC Awards Nearly $3 Million to Whistleblower SEC
Whistleblower, SEC, Investor Fraud
Whistleblower News: UBS Settles Charges Related To Complex Exchange-Traded Product, Treasury Issues ‘Priorities’ Required By AML Act, SEC Files Charges In Multi-Million Dollar Fraud
UBS Settles Charges Related to Investments in Complex Exchange-Traded Product SEC More Than $8 Million Returning to Harmed Investors as Part of Ongoing Risk-Based Initiative. read more »
Whistleblower, SEC, Antitrust
Whistleblower News: U.S. Federal Prosecutors Investigating Lordstown Motors, Davita Inc. And Former CEO Indicted, F.A.A. Tells Airlines To Inspect Boeing 737
U.S. federal prosecutors investigating Lordstown Motors REUTERS
Whistleblower, SEC, Corporate Fraud, IRS
Whistleblower News: SEC Awards More Than $1M To Whistleblower, SEC Charges Executives With Accounting Fraud, Big Companies Claim Elaborate Tax Breaks With Less Government Scrutiny
SEC Awards More Than $1 Million to Whistleblower SEC
Whistleblower, FCA, SEC, Investor Fraud
Whistleblower News: 3rd Circ. Says FCA Whistleblower Amendment Retroactive, SEC Charges SPAC, Sponsor, Merger Target, And CEOs For Misleading Disclosures
3rd Circ. says FCA whistleblower amendment retroactive REUTERS
Whistleblower, FCA, SEC, Investor Fraud
Whistleblower News: $17.5M False Claims Act Liability In Connection With SNAP, SEC $97M Enforcement Action For Retirement Rollover Recommendations Violations, SEC Focuses On Bank Fee Conflicts, £180m Of Bitcoin Seized In Money Laundering Investigation
Florida Department of Children and Families Agrees to Pay $17.5 Million to Resolve False Claims Act Liability in Connection with SNAP Quality Control DOJ
Whistleblower, SEC, FCA
Whistleblower News: Former Enron Executive: SEC Whistleblower Program Is a Game Changer, AAR Corp Pays $11m To Settle FCA Allegations, Tennessee Lab Owner Charged in Fraud Scheme
Former Enron Executive: SEC Whistleblower Program Is a Game Changer WSJ Sherron Watkins, the Enron Corp. executive who warned management about fraud, said not having confidentiality and protection for whistleblowers can have a cost. read more »
Whistleblower, SEC, Investor Fraud, Antitrust
Whistleblower News: SEC Charges Hedge Fund Trader, Lordstown Motors Stock Plunges On Report Of DOJ Investigation, DOJ Withdraws From Realtors Settlement
SEC Charges Hedge Fund Trader in Lucrative Front-Running Scheme SEC
Whistleblower, SEC, Consumer Rights, Investor Fraud, Antitrust
Whistleblower News: NJ AG Appointed SEC Director OF Enforcement, Robinhood Slapped With Record Penalty, Modernize Our Antitrust Laws
  N.J. attorney general is appointed director of enforcement at the S.E.C.   NY TIMES Gary Gensler is turning to a longtime state and federal prosecutor to lead the enforcement division of the Securities and Exchange Commission. read more » Robinhood slapped with biggest-ever penalty by Wall Street regulator CNN
Whistleblower, FCA, SEC, Investor Fraud
Whistleblower News: $3.4 Million To Settle False Claims Act Liability For Medical Procedures, SEC Charges Electronic Trading Platform, Goldman And Former Execs Must Face Shareholder Lawsuit
Surgical Care Affiliates And Orlando Surgery Center Agree To Pay $3.4 Million To Settle False Claims Act Liability DOJ
Whistleblower, SEC, Investor Fraud
Whistleblower News: Amec Foster Wheeler Brazilian Bribery Scheme, Juul To Pay $40M, Johnson & Johnson $230m Settlement, U.K. Regulator Cracks Down On Binance
SEC Charges Amec Foster Wheeler Limited With FCPA Violations Related To Brazilian Bribery Scheme SEC

Page 11 of 17